BCC is committed to providing clients with a secure, confidential, and well-controlled platform for expert knowledge exchange.

Our comprehensive compliance framework includes training, assessment, and corrective measures designed to proactively mitigate potential compliance risks for both the company and our clients.

BCC' s compliance team and legal advisors continuously review and update our controls to ensure the robustness and effectiveness of our compliance system.

Internal Compliance

All employees are required to sign and adhere to the following before join BCC:

Insider Trading Policy
Proprietary Information & Inventions Agreement and Non-Disclosure Agreement

After joining, regular compliance training and support are essential to BCC's legal and regulatory framework. This ensures that compliance remains a core part of the company culture. All employees must consistently follow BCC's Code of Ethics, complete onboarding compliance training, and participate in compliance sessions.

BCC employees undergo continuous training to identify and prevent the disclosure of material non-public information and to strictly maintain confidentiality at all times.

Top Expert Compliance

Before joining the BCC Expert Network, all experts must sign the industry-standard Terms & Conditions and participate in annual compliance training. This process, aligned with BCC's industry ethics and legal compliance standards, emphasizes:

Non-disclosure of material non-public information and trade secrets
Protection of confidential information and intellectual property
Compliance with laws and obligations to third parties
Avoidance of projects with conflicts of interest

If an expert is bound by any confidentiality agreement or faces a potential conflict of interest related to a consultation, they must inform the project manager before engaging with the client.

Client Compliance

BCC implements special client compliance requirements during expert recommendations, complementing our internal compliance framework. Project managers, together with compliance staff, assist clients in adhering to the following:

Expert verification questionnaire before interviews
Approval from the client' s compliance team prior to interviews
Routine expert usage and compliance reporting: weekly, monthly, or quarterly
Public company alerts
Protection of personal contact information
(Specific compliance procedures may be adjusted according to client's internal requirements.)

BCC maintains and updates a database of clients' special compliance requirements for expert recommendations—for example, prohibiting the recommendation of current employees of target public companies or former employees within six months of departure.

To enforce these requirements, BCC provides each project manager with a strict compliance checklist for the expert recommendation process. Every project manager must formally sign off on the checklist before interviews, ensuring full adherence.

Compliance Risk Management

BCC complies with the Foreign Corrupt Practices Act (FCPA), Anti-Money Laundering (AML) laws, and the relevant regulations of the U.S. Office of Foreign Assets Control (OFAC), while avoiding transactions with "Specially Designated Nationals" listed by OFAC and the U.S. Department of the Treasury.

To effectively mitigate and control potential risks, BCC implements the following measures:

Project Screening: Department managers initially screen projects, approving safe ones and discarding sensitive projects
Compliance Checklist: Project managers must follow a strict set of compliance steps when recommending experts and reconfirm before calls that all reasonable measures have been taken to meet BCC and client compliance requirements
Internal Compliance Audits: The BCC compliance team audits the entire expert recommendation and project process—from project initiation to call arrangements—to monitor adherence to the compliance checklist and identify and eliminate potential violations

"Do Not Call" List: Some companies prohibit their employees from providing third-party consultations. BCC maintains and regularly updates a "Do Not Call" list accordingly.

Compliance Team

Questions about our compliance policy and processes can be send to legalcompliance@bcc.global.